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Regulation News
SEC Shuts Office After Legal Defeat in DEBT Box Case
SEC Shuts Down Regional Office After DEBT Box Case Loss.The U.S. Securities and Exchange Commission (SEC) is closing one of its regional offices following a…
Crypto Fraud Lands Ex-Banker in Prison
Ex-Banker Gets 41 Months for Fake Crypto Fund and Stolen Credit CardsA former investment banker has been sentenced to prison for running a fraudulent…
FTX Collapse: Former Exec Faces 7.5 Years Behind Bars
Former FTX Exec Gets 7.5 Years in Prison for Fraud and Campaign Finance ViolationsA former high-ranking official at cryptocurrency exchange FTX is behind bars…
SEC Loses Debt Box Case, Ordered to Pay $1.8 Million
Court Slaps SEC with Fees in Dismissed Debt Box CaseThe legal battle between the U.S. Securities and Exchange Commission (SEC) and Digital Licensing Inc.,…
Banking Giant Faces $1.435 Billion US Demand Amid Alleged Fraud and Great Financial Crisis…
UBS Faces Significant Penalty from US Department of Justice for its Role in the 2008 Financial CrisisIn a significant turn of events, UBS, one of the prominent…
US Government Investigates Billion-Dollar Bank for Alleged Record Keeping Rule Violations
BNP Paribas Faces US Regulatory Probe Over Employee Messaging ViolationsEuropean lending giant BNP Paribas finds itself in the midst of negotiations with US…
Trillion-Dollar Bank Pays $268.5M Fine for Risk Management Issues at Subsidiary
Global banking giant UBS has been penalized with a substantial fine of over a quarter billion dollars due to misconduct at its newly-acquired subsidiary, Credit…
US Banking Giant Accused of Abruptly Closing Accounts, Violating Customers’ Rights:…
US Financial Giant and UK Banks Under Investigation for Allegedly Debanking Clients Based on Political ViewsA major US financial institution, along with two…
Pennsylvania Legislator Plans Upcoming Crypto Bill Following Favorable Ripple Lawsuit…
In a move that's generating significant buzz, a Pennsylvania Republican is gearing up to introduce pioneering cryptocurrency legislation following a momentous…
JPMorgan Chase and Seven Wall Street Companies Settle $68 Million Case on Alleged…
Eight major players in the legacy financial industry have reached an agreement to settle a long-standing price-fixing scandal, culminating in a $68 million…